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A "Herniated Disc", anywhere in the Spine (also called
bulge, dislocated, displaced, misplaced, ruptured, slipped, etc.)
is usually a painful condition for which patients
request assistance. It is essential to recognize that most
patients can and do recover very satisfactorily from this
experience without resorting to surgical intervention.
The term commonly used for the non-surgical
management of this problem is "CONSERVATIVE TREATMENT."
Please consult our comprehensive monograph,
Lumbar Disc Herniation & Degenerative Conditions, Part 1,
for a thorough discussion of this entire subject. "Conservative
treatment" is an "active" form of treatment, which
requires consummate self-discipline and patience (on the
part of the suffering individual) since the tissues involved
in this "disease" process heal very, very slowly.
Although most patients recover quite well without surgery, it
is a common problem that frequently recurs multiple times
in those affected by it. One of the most frequent
causes of the "Herniated Disc" is a lifting
or bending injury. Too much pressure is exerted on
the central portion (Nucleus Pulposus) of the Disc
(See Figure 1). This results in pressure against the
confining capsule (the "Annulus Fibrosus") and ligament
(the "Posterior Longitudinal Ligament") that become stretched
and injured. This dislocated portion of the Disc pushes into the
bony Spinal Canal and presses the Nerve Roots against the bone of
the Spinal Canal. The pressure can be sufficient to
injure the Nerve Root and/or the small blood vessels of the
Nerve Root resulting in a characteristic response by the Nerve Root
to injury, a condition of "Nerve Root swelling". Unfortunately it
swells against a hard, unyielding bone surface the Spinal
Canal. This process produces further pressure on the Nerve Root and
its blood supply, which results in more injury to the Nerve Root
and progressively more swelling.
Hopefully, once you have a better understanding of the
underlying disease process and the pathological anatomy, you will
recognize the course of therapy that is best suited for you.
Disc material is "rubbery" in consistency. The Disc acts as
a "shock absorber" between each Vertebral Body and lies in front
of the Spinal Canal. The Disc is part of a "multiple joint system"
at each level of the Spinal Column. The degree of motion at each
Spinal level is determined by a number of factors including the
size, shape and angle of the interdigitating joints between each
Vertebra as well as the strength of the ligaments and muscles that
join one Vertebra to the next. The Disc itself is also part of
this system that changes over time as we age. (The issue of
"Degenerative Disc Disease" is addressed towards the end of this
document.)
The Ligaments of the Spine
The Disc is held in its position between two adjacent
Vertebrae by tenacious ligaments which themselves are
attached to the bony Vertebrae. The ligaments virtually
encircle the Disc. They are particularly dense in two areas running
vertically in front (Anterior) and in back (Posterior) of the Disc
area, the ANTERIOR and POSTERIOR LONGITUDINAL
LIGAMENTS. They play an important role in the
pathological process of "Herniated Discs", as well as in the
long-term recovery from either non-surgical or surgical
treatments. Despite apparently successful treatment
(surgical or non-surgical) there is an element of risk for a
recurrence of the condition with the ligament (most particularly
the Posterior Longitudinal Ligament) playing a vital role in this
process.
Among the more serious consequences of a Herniated Disc is
damage to the neural elements (Spinal Cord and/or Nerve
Roots). In these cases, the patient will not only experience
varying degrees of pain, they will also notice
tingling or numbness in the extremity and possibly
weakness. They will notice that certain body
positions and activities make the symptoms worse while some
positions seem to afford a margin of relief. Very serious
neurological injury can occur such as paralysis of bowel and
bladder function and/or extremities. These latter instances
constitute a major neurological emergency requiring immediate
attention by a qualified surgeon.
The diagnosis of these problems is often left to
Primary Care Physicians. It is encouraging to know that the
vast majority of patients will improve without any active
intervention. Your personal physician is best able to guide you
through this process. There are some common and simple physical
examination methods which will give clues to the cause of the
problem.
Often times a Neuroimaging study is used to more
accurately identify the underlying cause(s). MRI Scan is
the most accurate and efficient Neuroimaging study for most
patients with these problems (See Figure 4). Lumbar Myelogram
and Post-myelographic CT Scan may become necessary for some
patients with more complicated Spine conditions such as
high-grade multi-level
Spinal Stenosis
(See Figures 3, 4 & 6 in our Spinal Stenosis section) and/or
Spondylolisthesis.
In order to recover from this problem, two events must
occur. The pressure must come off the Nerve Root and the
swelling must reverse. These events can be promoted in
a number of ways. The easiest method of management is the
most effective in accommodating both of these
requirements. It is straightforward, quite simple
in concept and readily available to all. We are
referring to BED REST which accomplishes two things.
By lying down, the pressure on the Disc, that ordinarily occurs
when humans are upright, is diminished. Therefore, continuing
pressure on damaged internal Disc structure is limited. The elastic
tensile strength inherent to the Annulus Fibrosus and the Posterior
Longitudinal Ligament will then "pull" the Herniated Disc material
(the Nucleus Pulposus) back into position. Once the pressure on the
Nerve Root(s) is reversed, the Nerve Root swelling subsides.
The intention of this treatment is to allow the Herniated
Disc material to resume its former position.
This will usually happen within hours to several days after
the onset of treatment. The pain that accompanies
this problem also will improve significantly,
particularly the portion that is deep in the buttock and/or leg
and foot.
Spinal "manipulation" done by Chiropractors, Osteopathic
physician or Orthopedic surgeons clearly can benefit some patients
with a Herniated Lumbar Disc. Part of the benefit is derived from
the accompanying application of Heat Therapy, Massage and
Ultrasound treatment that often accompanies these
sessions.
"Physical Therapists" frequently provide similar services
although "manipulation" is generally left to practitioners
licensed for this treatment. Other Physical Therapy exercises
(including the "William's Back Regimen") are of value for many
patients.
Spinal Manipulation, in any form, is ABSOLUTLY
CONTRAINDICATED IN THE PRESENCE OF SIGNIFICANT NEUROLOGICAL
DEFICITS since this usually indicates the presence of a large
intraspinal Herniated Disc.
The application of some form of Traction to the Lumbar Spine
can also offer relief for many affected individuals. The
physiologic principles underlying this are similar
to the explanation offered above regarding "Bed Rest", that
is the "inherent tensile strength" and "elastic
properties" of the Annulus Fibrosus and the Posterior
Longitudinal Ligament may be sufficient to reduce the Herniated
Nucleus Pulposus back into position. "Traction Therapy"
takes advantage of these properties by "decompressing" the
affected Disc using a physical force applied to the Pelvis and/or
Lower Extremities. In this way the pressure in the INTERIOR portion
of the Disc is reduced. It is at this point that the
Herniated portion of the Disc may be able to reposition
itself.
There exists a multitude of "Traction" devices and
systems, several of which are heavily advertised by
Chiropractors, Osteopaths, Orthopedic and Neurological Surgeons
who incorporate them in their private practices. Some
devices are available for "home use" such as the "tilt
table" variety that uses the body's own weight as the "traction
force".
Contraindications to "Traction Therapy" include the
presence of a "migrated" extruded Disc, high grade Spinal
Stenosis with a large Herniated Disc and the presence of
significant Neurological Deficit(s).
An increasingly popular treatment method is the
injection of steroids (with or without an anesthetic agent)
into the Spinal Canal, a procedure called Epidural
Steroid Injection or ESI. The rationale behind this therapy
lies in the recognition that STEROIDS CAN REDUCE THE SWELLING
OF THE NERVE ROOT WHICH OCCURS DUE TO PRESSURE FROM A HERNIATED
DISC AND/OR A TIGHTLY NARROWED SPINAL CANAL OR NEURAL FORAMEN.
STEROIDS CANNOT IMPROVE UPON A HERNIATED DISC. IN ADDITION,
STEROIDS (NOR ANY OTHER MEDICATION) CAN POSITIVELY AFFECT THE
"DEGENERATIVE ARTHRITIC OVERGROWTH" THAT PRODUCES NARROWING
(STENOSIS) OF THE SPINAL CANAL OR NEURAL FORAMEN. IN FACT,
STEROIDS ACTUALLY INTERFERE WITH THE NORMAL HEALING PROCESS OF THE
DAMAGED TISSUE INCLUDING THE POSTERIOR LONGITUDINAL LIGAMENT.
Anyone contemplating allowing this procedure should be aware of
the additional risks associated with this procedure. "ESI"
requires the introduction of a needle or catheter inside an already
compromised Spinal Canal. This could result in DAMAGE
to the Nerve Roots and/or Dura Mater (the latter may well
result in a leak of Cerebrospinal Fluid.) Also, there are risks to
INFECTION as well as ADVERSE REACTIONS to the injected
medications and HEMORRHAGE from the many small blood vessels in the
Spinal Canal. Another negative consequence to the Intraspinal
injection of steroids is the ACCUMULATION OF A "RESIDUE" OF
THE "CARRIER" AGENT USED TO KEEP THE STEROID MEDICATION in a liquid
medium as it is injected. We have had very many occasions to
operate on patients who have had Intraspinal steroid injections
and find additional scar material as a direct result of this "left
over" material which, in our opinion, is deleterious to the
body.
There are many alternative procedures, all of which involve
some form of "injection" or "needle-like" instrumentation.
We encourage you to consult our monograph on
Lumbar Disc Herniation & Degenerative Conditions, Part 2-Surgical Treatments,
for a thorough review.
It is our hope that patients suffering this problem will take
time to understand the parameters that influence their recovery.
We have prepared a comprehensive monograph that reviews this
subject in considerable detail. We encourage you to consult our
document entitled
Lumbar Disc Herniation & Degenerative Conditions, Part 1,
for a thorough discussion of the MEDICAL "CONSERVATIVE"
TREATMENT.
Once there is evidence of Neurological injury, it is
wisest to consult with an
expert in Spine Problems.
Choosing this
Neurosurgical Consultant
warrants your serious attention. It is important for you to
know
what to expect of that Consultant
prior to your visit.
SURGERY is INDICATED in the presence of NEUROLOGICAL
DEFICIT that CORRELATES WITH THE HERNIATED DISC that has been
DEMONSTRATED ON NEUROIMAGING STUDIES. For most patients who have
suffered significant Neurological injury consequent to a "Herniated
Disc", it is the result of the Disc material having "extruded"
through the Annulus Fibrosus resulting in a part of the Disc
occupying a significant portion of the interior of the bony Spinal
Canal thus exerting intolerable pressure upon the Spinal Cord
and/or Nerve Roots (See Figures 3 & 4).
Pain, in the absence of Neurological deficit and "mechanical
signs" (on neurological examination) of Nerve Root entrapment, is
not necessarily an indication to operate UNLESS there is a large
"mass" of Herniated Disc material within the Spinal Canal.
An "extruded Disc" that has "migrated" within the Spinal
Canal almost invariably constitutes a surgical problem.
Modern surgical options have, fortunately, improved the
outlook for these patients with reliable and efficient
microsurgical and
Minimally Invasive procedures.
There are now two (2) Modern Neurosurgical Spine procedures that
are reliable and efficient in returning these patients to
functional recovery.
Minimally Invasive Microendoscopic Surgery
involves a very short incision just off the midline to the
side of the main problem. Rather than stripping muscle from the
bone of the Spine, as is done in the case of the more
traditional (and very effective) Microsurgical Operation,
this newer technique separates the muscle fibres using a
specially designed small tubular retractor. In the more
traditional "Microsurgical" approach the muscle that runs
vertically on the side of the Spinous process and Lamina would be
removed from and then held in a retracted position from the bone of
the Spine. (See Figures 5, 6 & 7)
In both procedures, a "bone window" is fashioned in the
Lamina (the "roof" of the Spinal Canal) through which the
surgeon gains access into the Spinal Canal. The Nerve
Roots, which are protected by a leather-like
covering (the Dura Mater), are identified in
the interior of the Spinal Canal after the Ligamentum
Flavum ("Yellow Ligament") is opened and partially
removed. Frequently, the Nerve Root is tightly
stretched over the "extruded" Disc fragment(s) and/or bone spur.
It must be protected, gently mobilized and perhaps moved a
short distance in order to allow access to the "mass" of
extruded Disc inside the Spinal Canal. The extruded Disc
is then removed. In the event that the hole in the Posterior
Longitudinal Ligament and Disc capsule is not large enough
to permit easy placement of instruments (used to retrieve the
remaining Disc material from the Disc space), the hole must be
enlarged. The retractor is removed and the tissues are allowed to
regain their former positions after the remaining Disc has been
removed (to the extent possible).
Our STRONG PREFERENCE IS TO REMOVE AS MUCH DISC MATERIAL
FROM THE INTERIOR OF THE DISC SPACE AS POSSIBLE IN ORDER TO REDUCE
THE RISK OF A "RECURRENT HERNIATION". The world-wide experience
of "recurrence" is as high as 17%. OUR RECURRENCE RATE HAS BEEN
LESS THAN 3 % FOR OVER 25 YEARS. This is partly due to the
techniques that we have developed and to
our post-operative management.
In the Minimally Invasive Microendoscopic Surgery the large
back muscles (the fibres of which were spread apart by the special
tubular retractor) fall back together to regain their "normal"
position. (In the more traditional Microsurgical
technique these muscles would be scraped and separated
from the bone and then must heal by scarring back down to the bone
over the subsequent post-operative months.) The skin
incision is then closed in both types of surgery. In our
practice, this is accomplished with "hidden" sutures.
The majority of our patients who undergo these procedures
are able to walk within 4 hours of operation and are discharged
from hospital shortly thereafter. Please consult our
Post-operative Lumbar Spine Operation Instructions
for our recommendations for after-care.
Operations conducted for Herniated Lumbar Disc conditions
carry with them a risk to "recurrence" of the problem.
That is to say that Disc material that remains within the
Disc space AFTER a surgical procedure is at risk to being forced
out through the "old" opening in the Disc capsule and Posterior
Longitudinal Ligament. While it is not possible to
remove all of the Disc material that lies within the Disc space,
it is our strong preference to attempt to remove as much Disc
material as possible in order to reduce this risk of a "recurrent
herniation". The world-wide experience of "recurrence" is as
high as 17%. Our "recurrence rate" has been consistently less than
3% for over 25 years. This is partly due to the
techniques that we have developed and to our post-operative
management. Please review the detailed information on pages
15 & 16 of our comprehensive monograph,
Lumbar Disc Herniation & Degenerative Conditions, Part 2,
as well as our
Post-operative Patient Guidelines
for more specific information.
Most patients who undergo these operations
awaken from surgery essentially free of the severe pain that
they had previously endured. Patients generally report that
the pain from the incision in the back is not nearly as
bothersome as that which they experienced preoperatively.
The majority of patients are mobilized out of bed when they
are awake and alert. It takes approximately three to
four hours to completely recover from the effects of the
anesthetic. It is important to get out of bed early unless
you have been instructed otherwise. You will be asked to
avoid taking excessive narcotic analgesic (pain reliever) in
the early postoperative period in order to allow you to be
mobilized. Narcotics make people sleepy. This precludes our staff
from allowing you to be out of bed. The discomfort from the
incision is rarely seriously painful. Actually once you are
out of bed and walking, the pain is usually lessened even
further. In our experience most patients leave the hospital the
same day of surgery.
For those patients who undergo a "Laminectomy" procedure,
it should be recognized that this more extensive
operation (compared to a "Laminotomy" for a Herniated Disc)
may result in more discomfort and may require more analgesic
medication and a longer stay in the hospital. These will be
discussed on an individual basis with the patient involved.
Nevertheless, in our experience even in patients undergoing one
or two level Bilateral Laminectomies most leave the hospital either
the same day or the morning following surgery.
For comprehensive additional information please consult our
Downloads & Information
material as well as our
Video Library.
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"Degenerative Disc Disease" is a LOOSELY APPLIED TERM for
changes seen on NEUROIMAGING STUDIES and MAY OR MAY NOT ACTUALLY
BE A "DISEASE". MRI evidence has identified some Vertebral
Body changes that suggest an "inflammatory" process in SOME
PATIENTS. (See Figure 2 and the explanation of MODIC CHANGES
below.)
For the majority of individuals, this is a
normal process of "aging" (when used in relationship
to the Disc and the various joints of the Spinal Column). While it
is accurate to state that the process begins fairly early,
the rate at which it progresses depends on a number of factors,
some of which can be influenced by "life style" and habits. Others
are less amenable to an individual's control.
- "Uncontrollable" Factors
Genetics or inherited factors (with the exception of
certain very rare diseases) probably do not play any
significant factor for the average patient. Humans,
by virtue of their bipedal (walking on two lower
extremities) nature, subject their Spines to forces
on a daily, relentless basis that combine to accelerate a
natural aging process. It is important to recognize
that this affects all of the joints of the Spine as
well as the Discs. The lower two Lumbar levels
(Fourth and Fifth Lumbar, L4-5; Fifth Lumbar and First
Sacral, L-5, S-1) assume a disproportionate
weight-bearing burden by virtue of their location in the
mechanism and function of the Spine. This "daily trauma"
is, to a large extent, unavoidable. Other
uncontrollable factors that further
accelerate this process include congenital
abnormalities of the Spine (defects in the bone and/or
muscular parts of the Spine that we are born with) or
developmental defects of these structures (those
diseases which develop after birth such as
progressive abnormal curvatures called
Scoliosis).
- "Controllable" Factors
For each person there are many more factors affecting
the "aging" or progressive "degenerative" process, that we
can control, which are influenced by daily
activities and life styles. Obesity and
"over-weight" conditions add an unnecessary
weight-bearing requirement. Heavy lifting and
repetitive bending (particularly when standing
up and leaning over at the waist to lift something)
are two factors that are frequent contributors in all
societies that require or encourage heavy work.
Athletes or individuals who pursue certain sports
activities add another dimension of accelerated
Disc and Joint deterioration because of the
added repetitive trauma to these structures.
Whether it is in a weight lifter, jogger, football
player, golfer or tennis enthusiast, each pursuit exacts
some price with respect to the Spine and Discs.
None of this should be misconstrued by the reader as
suggesting that these activities are either dangerous or
undesirable. GOOD PHYSICAL CONDITIONING HELPS TO ASSURE
GENERAL WELLNESS and is very desirable from the point of
view of slowing the progressive degenerative processes that
the Spine is inevitably subject to. IT IS merely a QUESTION
OF DEGREE. We all must recognize that WE PAY A PRICE FOR
THE THINGS WE DO. The Spine and its components are among
those parts of the body where added "wear and tear"
frequently results in an accelerated degenerative condition
that ultimately may cause that part to fail to continue to
function adequately.
The Primary Complaint of most patients is "Low
Back Pain" without leg pain.
The diagnosis is confirmed with the
identification of some characteristic
appearances best seen on Neuroimaging studies.
A. MRI Scan demonstrates the "dehydration" of the Disc
and "decrease" of the Disc space height. The Lumbar
Facet Joints demonstrate some degree of Hypertrophy
(thickening) as does the underlying Ligamentum Flavum
(Yellow Ligament).
B. CT Scan does not permit evaluation of the Disc Space
other than to assess the intervertebral distance ("Disc Space
collapse"). However, it provides better information
about the Vertebral Bone and particularly of the Lumbar
Facets.
A. Spinal Fusion
There are a number of ways to "Fuse" (permanently
immobilize) one or more Disc Spaces. These procedures
are reviewed
elsewhere on this website.
Current advanced techniques include
Minimally Invasive procedures.
That the Disc itself is subject to progressive degenerative
changes, with or without the influence of the
"accelerating" factors, is undeniable. Some joints in
extremities can be successfully replaced (knees, hips, and
finger) although there is a limit as to how long replacement
joint materials will last.
"Artificial Disc Replacement" is being recommended by some
of our more aggressive colleagues, as a primary surgical option
for patients with Degenerative Disc "Disease" and/or Herniated
Disc. THIS IS A HIGHLY CONTROVERSIAL AREA with proponents using
SEVERAL DIFFERENT TYPES OF THESE ENTITIES WHICH ONLY RELATIVELY
RECENTLY HAVE BEEN APPROVED BY THE FDA AS MECHANICAL DEVICES
SUITABLE FOR HUMAN IMPLANTATION. THE CONCEPTS FOR THE UTILIZATION
OF THESE DEVICES ARE STILL BEING EVALUATED.
Unfortunately this is one operation THAT CANNOT BE REVISED
WITHOUT SIGNIFICANT RISK TO LIFE AND NEUROLOGICAL FUNCTION should
complications ensue from the primary procedure. Currently there
is no long term patient data on how long the synthetic
materials or the various designs will hold up to the daily forces
exerted on them with various postures. "Bench testing" in
the form of machines made to duplicate human motion suggests that
there is a reasonable longevity to these products.
However, it is clear that in cases of replacement of other joints,
such as knees or hips, there are real limitations to how long
these artificial joints will last (frequently no more than
10 years.)
Additional Information in our monograph,
Lumbar Spine Information Part 2,
which is available in our Downloads and Information Library
on this website.
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"Stenosis" means "narrowing". In this context, it is
the narrowing of the Spinal Canal. This narrowing is
occasionally seen as a "congenital phenomenon". It is
more commonly identified consequent to a
progression of the "Degenerative Disc Disease"
which also affects the related Spine structures. As "Disc
Disease" progresses, the Disc becomes dehydrated and progressively
collapses to a point where it is no longer an effective "cushion"
between the Vertebrae and no longer functions as a "spacer" to keep
those bones apart. As a result of this progressive
collapse of the Disc Space, the Lumbar Facet Joints begin to
over ride one another. As the Facet Joints "over ride",
their joint surfaces are subjected to abnormal "wear". The
bone and joint's response to this attempt to "wear out" is
to FORM MORE BONE, the result of which is a much
larger Facet which then encroaches upon the Spinal Canal and
the Neural Foramena to produce STENOSIS.
Facet Joints (See Figure 1), as part of the Spinal Column's
weight bearing mechanism, are particularly subject to vertical
pressure as they participate in the "weight bearing" function of
the Spinal Column. The Facet Joints are also structures where
motion occurs between the adjacent Vertebrae. In time, this
motion together with the consequences of "weight bearing"
produces excessive "wear and tear". When Spinal
Joints are involved in this "wear-and-tear" process, they
react in a characteristic method in an attempt to "protect"
themselves from wearing out (as ball bearings would in the
joints of some machines.) The Facet Joint's surfaces
react to produce more bone in an attempt to halt the
wearing away. This "new bone" formation results in an
overgrowth (Hypertrophy) which eventually encroaches on
the Spinal Canal (where the Spinal Nerves
reside) making the Spinal Canal (and the Neural
Foramen) narrower.
One of the paraphenomenon of
"Degenerative Arthritis"
of the Spine is the progressive "collapse" (or
narrowing) of the Disc Space. Among the consequences of
this Disc Space "collapse" is that the Facet Joint
surfaces overlap to a greater than "normal". This, too,
adds to the pathological pressures upon the Facet Joints
resulting in further Degenerative changes.
This bone process is called "Degenerative
Arthritis" or "Osteoarthritis". The new bone
often has the appearance of "spurs" (also called
"Osteophytes.") The process of Degenerative
Arthritis is usually a very slow one. It is,
to a degree, inevitable in everyone. Some people, for many of
the
reasons outlined previously,
encounter it earlier and to a greater degree than
others do. Despite a well-advanced case, some people are not
significantly affected either by pain or neurological injury,
whereas others can be incapacitated by it. Unfortunately,
there are no medications or treatments that can reverse this
"degenerative" process. Anti-inflammatory drugs are usually
helpful in reducing the pain associated with an acute
flare-up of joint inflammation.
Occasionally this process of progressive abnormal bone
formation results in a very substantial stenosis
(narrowing) of the Spinal Canal. This narrowing is
consequent to the overgrowth of the Facet Joints as
well as the Ligamentum Flavum (Yellow Ligament). This
special ligament is part of the normal stabilizing structure
of the Spine and lies beneath each Lamina connecting one Lamina to
its immediate neighbor above and the one below. The
Ligamentum Flavum is subject to stresses just as the
Facet Joints are and as a result it participates in
this counter-productive degenerative process which ultimately
results in a pathological thickening (hypertrophy) of the
Ligament.
Once the Ligamentum Flavum and Lumbar Facet Joints
have become sufficiently overgrown to seriously compromise
the diameter of the Spinal Canal and Neural Foramina,
substantial pressure is exerted upon the Spinal Nerve
Roots.
The most frequent symptom experienced by patients
with Spinal Stenosis is SEVERE PAIN OR CRAMPING IN THE
LEGS when trying to walk some distance, a condition called
"NEUROGENIC INTERMITTENT CLAUDICATION". It is this
Spinal Canal narrowing that squeezes the Nerve Roots
within the Spinal Canal that causes this severe
pain.
There is another (and probably more common) cause of
"Claudication". In those patients the pain is a result of a
decrease in the actual blood supply to the large muscles of the
lower extremities. The deceased blood supply
is due to a progressive narrowing of the main arteries
supplying the leg muscles by a condition known as
"Atherosclerosis" (or "Hardening of the Arteries".)
Since the symptom of Claudication tends to occur in
the elderly and both causes (Spinal Stenosis consequent to
"Degenerative Osteoarthritis" as well as decreased blood
supply resulting from Atherosclerosis) also occur with advancing
age, it is imperative to differentiate between the
two in order to arrive at an accurate
diagnosis. Most often these problems can be evaluated
by simple methods. Occasionally a more detailed examination is
required. (See the "DIAGNOSIS" section below for a discussion
on the investigation of these patient problems.)
In patients suffering from Claudication resulting from Spinal
Stenosis there is usually neither isolated muscle
weakness nor sensory loss as commonly occurs with
Herniated Lumbar Disc
situations. However the presence of "tingling", "numbness"
and/or weakness DOES NOT PRECLUDE THE DIAGNOSIS of CLAUDICATION
consequent to STENOSIS. (Also see the next paragraph) Once the
Claudication is severe and the pain becomes a major
factor impairing the quality of life, then treatment becomes
necessary.
A "Herniated Disc"
can also occur in conjunction with the "Stenosis"
described above. In these cases, there is significantly less
room within the Spinal Canal and Neural Foramena resulting
in substantially greater pressure upon the Nerve Root(s)
and a lesser likelihood of recovery without surgical
intervention.
Once again it is a matter of degree of Neurological Injury
and extent of Nerve Root (and/or Spinal Cord) compromise that will
help to decide the appropriate form of treatment. When too much
pressure is exerted on the Spinal Nerves as they are squeezed
against the bone of the Spinal Canal, the pressure can be
sufficient to injure the Nerve Root (and/or the Spinal Cord) as
well as the small blood vessels supplying these vital structures.
The characteristic response by the Nerve Root to this type
of injury is for it to "swell". Unfortunately as
it swells against the hard bone surface of the Spinal Canal, this
produces further pressure on the Nerve Root and its blood supply,
which results in more injury to the Nerve Root and progressively
more swelling. THIS IS A VISIOUS CYCLE THAT MUST BE INTERUPTED
in order to preserve Neurological function.
The "Synovium" is the "lining" of "joint
surfaces". This "joint lining" is subject to
"degenerative" changes resulting from the "trauma" that
affects the particular Facet Joint. As the Synovium of the
Lumbar Facet Joint undergoes "degenerative" change, it also
becomes "hypertrophic" (increases in size). These
"Degenerative" changes may take several forms. This
includes "Cyst" formation as well as pathological
"calcification". The "Cyst" may become a significant "mass" within
a Spinal Canal that is already compromised by the Spinal Stenosis
(initially caused by the Facet and Ligamentum Flavum hypertrophy.)
Oftentimes the Cyst becomes quite adherent to the Dura Mater
overlying the Nerve Root, making its removal at surgery
technically difficult.
Scoliosis ("twisting" of the Spinal Column) is a condition
that frequently begins in adolescence and progresses at
variable rates in the affected individuals. The purpose of
bringing this to our discussion in this section relates to its
association with advanced Degenerative Osteoarthritis and resulting
Spinal Stenosis. "Rotoscoliosis" is the term applied to a variation
of "Scoliosis" which incorporates "rotation" with "twisting" of the
Spinal Column (See Figures 11-13 for examples of this
condition.)
The presence of Scoliosis, by definition, means that the
weight-bearing mechanism of the Spinal Column is ABNORMAL. The
consequence is that the Vertebral Joints, Ligaments and Discs
will be subjected to ABNORMAL pressures due to this
disturbance in the normal Spinal Alignment. Over a
life-time this will result in more extensive and rapidly
progressive Degenerative changes of these structures which often
leads to severe Spinal Stenosis since the "Degenerative"
response is ALWAYS associated with an INCREASE IN SIZE of the Facet
Joints and the Ligament. This, again, is the body's way to defend
itself from "wearing out" (such as ball bearings would do in a
mechanical joint.)
Spondylolisthesis is the
term applied to a condition where one Vertebral Body
has "slipped" forward relative to the adjacent Vertebral
Body. Spondylolisthesis can be a significant causative
factor in the Spinal Stenosis mechanism responsible
for the symptoms in some patients. This is reviewed in detail
in the next major Section following this one.
Part of the initial evaluation of a patient with Spinal
Stenosis requires a
Focused Neurological Examination including the evaluation of the Peripheral Arteries supplying the Lower Extremities.
There are some other examinations which can be obtained to
evaluate these arteries (such as Ultrasound and
Angiography); however, they are much more expensive
and unnecessary for every patient.
Although plain x-rays of the Lumbar Spine allow for the
evaluation of some aspects of the Spine's bone
structure, they are of limited value since they
cannot identify the presence or absence of a
Herniated Disc, Synovial Cyst, Hypertrophic Ligamentum Flavum
or the degree of Stenosis.
MRI (Magnetic Resonance Imaging) scan is a non-x-ray
technique that is often used as the first (or screening)
Neuroimaging study in many patients. While it has some
limited usefulness in evaluating bone anatomy, it is an
excellent technique for evaluating the Spinal Canal, Disc
anatomy, the Nerve Roots and the Spinal Cord (which is
rarely involved by Lumbar region pathology since the Spinal
Cord "ends" near the T12-L1 level). Oftentimes this is the only
Neuroimaging method that we will need. It is also an
excellent technology for evaluating tumors (almost
always benign) within the Spinal Canal. MRI scanning
is also very useful in evaluating the Thoraco-lumbar junction
of the Spine. The Thoracic area of the Spine lies just above
the Lumbar region and is a frequent location for
advanced Degenerative Disease and
Herniated Thoracic Disc
in older people.
A CT or CAT (Computerized Axial Tomography) scan is an
x-ray examination that is particularly useful for evaluating
bone anatomy (including the Facet Joints) of the Spinal Column and
(to a lesser extent) the Disc structures. CT Scanning is
not part of a routine evaluation of the Spine nor is it often
used for "screening" purposes. CT Scanning is vitally important
when combined with Myelography.
"MYELOGRAPHY" (See Figure 3) coupled with
"POST-MYLEOGRAPHIC CT SCANNING" (See Figures 4, 6A, 11A & 11B)
is regarded as the "gold standard" Neuroimaging method for
evaluating Spine problems. This procedure involves
placing a long needle in the patient's lower Lumbar region,
through the Dura Mater and into the "Subarachnoid Space"
in order to gain access to the Cerebrospinal Fluid (CSF).
A water-soluble "Dye" substance is injected through the needle
into the CSF which then circulates around the Nerve roots and is
"visible" on x-ray.
However, this is an "invasive procedure" that we reserve
for patients where the MRI Scan has failed to provide adequate
information and only when these patients are operative candidates.
It is not to be considered as part of a routine evaluation for
Spine patients nor is it required for all patients who are to
undergo Spinal operative intervention. The specific indications
for this procedure are reviewed in our Monograph
PART 2 of this Patient Information Series.
Other investigation methods such as bone scanning, bone density
testing and PET (Positron Emission Tomography) are
generally not required for patients with new
onset of symptoms unless that routine testing (such as
reviewed in the preceding paragraphs of this document) fails
to establish the diagnosis or some additional problem is identified
that requires further elucidation (such as a tumor
involving the Vertebral Bone).
Steroids cannot affect the Bone, Facet Joint, Disc or Ligament
conditions that are part of this complex condition. Steroids can
reduce the swelling of the Nerve Roots that may have
occurred as a result of some acute change. Nevertheless,
placing a catheter into an already compromised Spinal Canal
in the presence of swollen and damaged Nerve Roots is actually
placing those Nerve Roots at more risk. A better
alternative to manage the ACUTE NERVE ROOT SWELLING, in our
opinion, is to use ORAL STEROIDS which, in adequate dosage,
will be just as effective and far less dangerous with
considerably less cost.
All surgical therapies designed to relieve the compression of
the Neural elements (Nerve Roots and/or Spinal Cord) caused
by LUMBAR SPINAL STENOSIS usually require the removal of
those portions of the Spine that are causing the
problem. The most frequent operations performed for these
diseases involve an avenue of approach from the back
(posterior). All of these techniques involve the
removal of part or all the "roof" of the Spinal Canal in the
affected area. The "roof" of the Spinal Canal is
formed by the Lamina of the Vertebra. Removal of the
Lamina ON BOTH SIDES is called a "LAMINECTOMY". Removal of
the Lamina ON ONLY ONE SIDE is called a
"HEMILAMINECTOMY."
There are some "limited" operations that are mainly
used for focal and restricted narrowing (with or without a
Herniated Disc.) The most common of these procedures
involves removing only a thumbnail-size piece of bone from the
Lamina in order to gain access to the Spinal Canal where
a Herniated Disc fragment is compressing the Nerve Root,
in patients with an isolated Synovial Cyst or in those
with a limited area of Ligamentum Flavum Hypertrophy.
This procedure is called a "LAMINOTOMY" (or opening
in the Lamina). The bony canal through which the Nerve
Root travels as it leaves the Spinal Canal is called the "Neural
Foramen". It is almost always desirable, and frequently
fundamentally necessary, to remove part of the roof of
this Foramen in order to decompress (relieve pressure on) the
Nerve Root. This procedure is called a "Foraminotomy."
Any of these procedures can be used in combination to suit the
unique technical requirements for any particular patient
circumstance.
In the event that a Bone Spur is the culprit causing
the Nerve Root compression, it may be possible to remove it.
This is usually the case if the Bone Spur originates
from the Facet Joint directly behind the Nerve Root.
However, if the Bone Spur projects from the front of the
Spinal Canal, it may not be possible to safely remove all or any of
the Spur. The "decompression" of the Spinal Canal and the affected
Neural Foramen is most frequently very successful in treating the
symptoms and signs of this problem. While it is quite evident
that when all or part of the Bone Spur remains in place, it
could continue to enlarge, it is actually UNLIKELY
TO CAUSE any further major difficulties provided an ADEQUATE
DECOMPRESSION HAS BEEN ACCOMPLISHED.
There are several modern surgical options available
to treat Spinal Stenosis. The most advanced method,
Minimally Invasive Microendoscopic Surgery
is available for many of these patients. These operations are
conducted through a short incision made just off the midline
to the side of the main problem. This newer technique differs from
the more traditional (and very effective) Microsurgical
Operation in that in Minimally Invasive Surgery the large
muscle fibres (that run vertically on the side of the Spinous
Process and Lamina) are SEPARATED (using a specially
designed small tubular retractor) rather than stripping
muscle from the bone of the Spine, as is done in the case of the
more traditional operation. In the more
traditional Microsurgical Approach, the muscle would be
removed from the bone of the Spine and then held firmly,
under considerable pressure, behind steel retractors. (See the
differences between the two procedures in Figure 9.)
In both cases, the Lamina (which forms the "roof" of
the Spinal Canal) must be removed in order to
gain access into the Spinal Canal and perform the
required "decompression" of the Nerve Roots which are
protected within a leather-like covering (the Dura Mater).
BILATERAL DECOMPRESSIVE LAMINECTOMY USING A UNILATERAL APPROACH
A Major Advance in Spine Surgery
It is now possible, in many patients, using
Minimally Invasive Microendoscopic
Surgery to actually perform the Laminectomy procedure
on BOTH sides (bilateral) of the Spine using a ONE-SIDED
(unilateral) APPROACH. This is a significant
advance since the post-operative pain is usually
much less than in our more traditional approach because we
are not stripping muscle from bone. Although this
technique is not always possible in all cases, MOST
SPINAL STENOSIS PATIENTS CAN BE MANAGED THIS WAY BY A NEUROSURGEON
EXPERIENCED IN THIS ADVANCED TECHNIQUE. The underlying anatomical
pathological causes of Spinal Stenosis (Hypertrophic Ligamentum
Flavum and Hypertrophic Lumbar Facets) can both be successfully
relieved using Minimally Invasive
procedures.
Bilateral Decompressive Laminectomy with Bilateral
Foramenotomies using a UNILATERAL APPROACH is a highly advanced and
technically demanding operation. Nevertheless, it constitutes
a major technical advance in the treatment of many
patients with Spinal Stenosis as a component of their
clinical problem. (This advanced procedure is also utilized for
the Minimally Invasive Microendoscopic management of certain Spinal Cord Tumors.)
Degenerative Osteoarthritis resulting in Spinal Stenosis
commonly occurs at MULTIPLE LUMBAR LEVELS in many of
these patients. Oftentimes a multi-level Decompressive
Laminectomy is required in order to adequately relieve the
severe stenosis.
Over the past years, we have demonstrated the feasibility to
routinely manage Multi-level Lumbar Spinal Stenosis using MINIMALLY
INVASIVE UNILATERAL Techniques by incorporating multiple "ports"
simultaneously.
The MAJOR ADVANTAGES offered by this technique are:
- Minimal injury to the paraspinal muscles;
- Minimal post-operative pain (compared to standard Microsurgical Bilateral Multi-level Laminectomy);
- Early post-operative mobilization (usually within 4 hours after operation);
- Early post-operative discharge from hospital (either the same day or on the morning following surgery);
- Earlier return to work;
- Reduced overall cost.
Most patients who undergo these operations report
that the pain from the incision in the back is not nearly as
bothersome as the pain which they experienced preoperatively.
In most cases they are essentially immediately free of the
severe leg pain that they had previously endured. The majority of
patients are mobilized out of bed within four (4) hours
post-operative when they are awake and alert and have
recovered from the effects of the anesthetic. This early
mobilization is important in helping to diminish post-operative
muscle spasm. Patients are asked to avoid taking
excessive narcotic analgesic (pain reliever) in the
early postoperative period in order to allow them to be
mobilized. Narcotics make people sleepy. This precludes our
staff from allowing patients to be out of bed. The discomfort
from the incision is rarely seriously painful. Actually once the
patient is out of bed and walking, the pain is usually lessened
even further.
The "Interspinous Process Decompression System" is a
relatively new Minimally Invasive procedure that is
used to relieve the Neurogenic Intermittent Claudication
symptoms of Lumbar Spinal Stenosis.
X STOP® is one such device that has achieved FDA
approval at the time of this writing. There are other
systems (such as the "DIAM" device, the
"Coflex", the "Wallis" and the "Spire") that
are becoming available as well. All of these implants
are either made from titanium or other long-lasting
materials and perform in a similar way. They are
inserted between the "Spinous Processes" (the thin
projections from the back of the Spinal bones to which muscle and
ligaments are attached) of the lower Lumbar Spine.
The therapeutic concept underlying these devices is based upon
the clinical observation that Spinal Stenosis patients tend to
walk with a "bent forward" posture since they have
learned that this is more comfortable. In fact, this
posture actually results in a small (although
frequently sufficient) degree of "opening" or "enlarging" the
Stenotic Spinal Canal. These implants PREVENT THE
PATIENT FROM "EXTENSION" AT THE AFFECTED SEGMENT and "force" a
slight "forward tilt" (anterior-directed flexion) or NEUTRAL
POSITION to the Vertebrae resulting in a similar, more
"permanent", opening of the Spinal Canal. The goal for
this therapy is to relieve some or all of the "Claudication"
symptoms of Lumbar Spinal Stenosis and improve a patient's ability
to function.
These implants are indicated for treatment of patients aged
50 or older suffering from Neurogenic Intermittent
Claudication (pain or cramping in the legs) secondary to
a confirmed diagnosis of Lumbar Spinal Stenosis and for those
patients with moderately impaired physical function who
experience relief in flexion from their symptoms of
leg/buttock/groin pain, with or without back pain, and have
undergone a regimen of at least 6 months of non-operative
treatment. The device may be implanted at one or two Lumbar
levels.
- an allergy to titanium or titanium alloy;
- spinal anatomy or disease that would prevent implantation of the device or cause the device to be unstable in the body, such as:
- significant instability of the lumbar spine
- an ankylosed segment at the affected level(s)
- acute fracture of the Spinous Process or Pars Interarticularis
- significant Scoliosis
- neural compression causing neurogenic bowel or bladder dysfunction;
- diagnosis of severe osteoporosis
- active systemic infection or infection localized to the site of implantation.
Lumbar Disc Herniation & Degenerative Conditions, Part 2
is a comprehensive review of these problems and treatments.
Spine Universe www.spineuniverse.com
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Spondylolisthesis is a condition where one Vertebral Body
has "slipped" forward (or backwards) upon the adjacent Vertebral
Body resulting in a "misalignment" of the Spine. This clinical
problem may be the result of a progressive degenerative
change in the Facet Joints of the Vertebrae, a traumatic disruption
of these Facet Joints or of a congenital structural defect
involving the portion of the Vertebra that "connects" the Facet
Joint to the Vertebral Body (known as the "Pars
Interarticularis").
In the event of a congenital defect, this problem may
have never previously been apparent and may only be detected in
later years. This term, "Spondylolisthesis", is
almost exclusively reserved for alignment problems of the
Lumbar Spine and results from a failure of "normal" bone structures
to maintain the anatomical alignment of the Spine. This
means that one Vertebra (or occasionally two
Vertebrae) "slips" forward (or backwards) relative to each
other. The degree of slippage is referred to as
either Stage 1 (minor slip of less than a 1/3 of the Vertebral
Body distance); Stage 2 (slippage of a distance 1/3 to 2/3
of a Vertebral Body) or Stage 3 (slippage of greater
than 2/3 of the Vertebral Body distance.) There are
some additional "slippage" problems which include
dislocation of the Vertebral Body to one side (or
"laterally" - a "Lateral Listhesis") which makes surgical
correction even more complicated.
In patients with a congenital form of Spondylolisthesis the
condition becomes apparent in the late teenage years to the
30's. The "congenital" problem responsible for this is a
defect (failure to form) a small bridging Vertebral Bone
element called the "Pars Interarticularis" (see Figure 2).
This means that one or both Facet Joints of one of the Vertebra
have failed to connect to the remainder of its Vertebra resulting
in instability.
Most cases of Spondylolisthesis become apparent during or
after the late 50's. In these cases the Facet Joints
have suffered advanced deterioration and now are incapable
of holding the patient's Vertebrae in normal alignment. This
Degenerative Arthritis (Osteoarthritis) "deterioration" is
due to "micro-trauma" of everyday life occurring over the lifetime
of that particular patient and is usually due to a
combination of factors such as obesity, activity in sports,
weight lifting, heavy work activities, etc. (See "Associated
Pathologies" below.)
"Traumatic" Spondylolisthesis is the least common
form of this entity. Fractures of one or both Facet
Joints of a Lumbar Vertebra may result in this slippage.
These anatomical "misalignments" frequently result in compression
of the Neural Elements (Nerve Roots either within the Spinal
Canal and/or as they exit the Spinal Canal through the
Neural Foramina.) This may cause injury to those
Nerve Roots resulting in neurological problems such as
weakness and/or sensory impairment in the Lower Extremities
which is usually mild in the beginning. In unusually
advanced cases, patients may suffer impairment
of bowel and/or bladder function in addition to
weakness of the muscles of the legs and loss of
sensory function in the Lower Extremities and Perineum.
Pain and/or neurological deficit(s) frequently bring
this condition to the patient's awareness. The degree
of pain varies from one person to the next. Some, with
advanced degrees of slippage (Stage 2) may not have had pain in
previous years despite the fact that there was instability for many
years when their condition was only a Stage 1 variety. Others have
minor degrees of slippage and suffer considerable pain.
Spondylolisthesis may be accelerated by or a potential
associated "cause" of significant additional structural
abnormalities of the Spine.
1. Scoliosis and Rotoscoliosis: Scoliosis (an abnormality
described as a "twisted spine" often also has a "rotary" component
called "Rotoscoliosis") creates an abnormal
"weight bearing" structure resulting in accelerated
degenerative changes in the Facet Joints. As demonstrated
in Figures 6 & 7, these degenerative and destructive
forces cause these Facet Joints to "fail" resulting in
"Spondylolisthesis".
2. Herniated Intervertebral Disc: A Herniated Disc may also
occur at the Spondylolisthesis level presumably as a
result of the "abnormal forces" on the Spondylolisthesis
level which also affects the strength and integrity
of the Posterior Longitudinal Ligament (See Figures 4, 5 & 8
for such examples.)
3. Spinal Stenosis: The progressive degenerative
changes that affect the Facet Joints are often
accompanied by pathological Hypertrophy of the Ligamentum
Flavum. This, in combination with the Hypertrophy of
the Facet Joints and the "slippage" of one Vertebra on the next,
may result in severe Spinal Stenosis. A case illustration
of Stenosis with Spondylolisthesis and a Herniated Disc is
presented in Figures 8 & 9.
There are NO MEDICATIONS that can affect the INSTABILITY
associated with Spondylolisthesis. Anti-inflammatory
medications (usually in the form of Non-steroidal
medications - also called "NSAIDs") may help in the
management of painful flare-ups that are not
related to Nerve Root compression. Once Neurogenic Intermittent
Cauda Equina Claudication and/or Neurological Deficits related to
Nerve Root compression injury occurs, surgical intervention becomes
an important consideration.
In most of these SYMPTOMATIC cases, the indication for
surgical intervention becomes quite clear. Since Spondylolisthesis
is a condition of INSTABILITY OF THE SPINE, surgical treatment
almost always means that some form of "fusion" (stabilization)
operation is required. Although we are often able to
re-establish the precise anatomical integrity of Spinal
Vertebral alignment, for many patients with this condition,
the surgeon can reduce the degree of slippage without
restoring "perfect" alignment and still obtain a very satisfactory
long term clinical result. The degree of the patient's original
slippage together with certain anatomical features
peculiar to that patient may reduce the probability to achieve a
complete anatomical reduction of the slippage; however, rarely does
this compromise the end result provided that stability and adequate
Nerve Root "decompression" has been achieved.
The surgical process involved in Spondylolisthesis
generally requires several distinct steps which are
almost always carried out simultaneously. The
"fusion" portion usually requires placing a device
between the Vertebral Bodies that were previously in
misalignment. The goal will be for bone to grow from one
Vertebral Body to the adjacent one in order to maintain
LONG-TERM STABILITY. Additional STRUCTURAL STABILITY and
ALIGNMENT is established with the incorporation of some
other form of "fixation" device(s) such as pedicle screws and rods,
interspinous fixation device and/or posterior (or postero-lateral)
bone fusion. All of this is meant to demonstrate that there
are several modern stabilization/fusion methods available.
The surgical recommendations are usually discussed on an individual
basis with each patient and depend on the particular clinical
presentation (including neurological status), age, bone density,
degree of slippage, associated structural and medical issues and
weight.
Of particular interest now is the introduction of
Minimally Invasive Spinal Fusion techniques.
These have some significant advantages as a result of
the operations being accomplished with less destruction of
the important Spine Muscles by using relatively small
incisions. Patients undergoing Minimally Invasive Lumbar
Spine Fusion generally experience LESS POST-OPERATIVE
PAIN, which means earlier ambulation, shortened hospital
stay, less risk to hospital associated complications (including
infection), earlier return to work activities and less cost both to
the patient and to society in general.
In our experience, most patients are mobilized earlier,
are usually walking around the hospital ward within 4 hours
of surgery and are discharged from hospital the
morning following surgery.
There is one form of Minimally Invasive "stabilization"
procedure (called "Interspinous Fixation") that is
actually accomplished on an out-patient surgery
basis with discharge from the hospital within several hours
post-operative (see Figures 4, 5 and 12 below).
"Interspinous Fixation" is one form of Minimally Invasive
"fixation" system that is actually accomplished on an
out-patient surgery basis with discharge from
the hospital within several hours post-operative (see Figures 4 & 5
above and 12 below). This procedure can be combined with
Minimally Invasive Decompressive Laminectomy and some form of "Bone
Fusion".
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